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      9 On giant piles of cash, and their origins
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     18 On giant piles of cash, and their origins
     19 
     20 The trouble with venture capital is that it has gotten too big.
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     23 [13]Dave Karpf
     24 Apr 19, 2024
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     29 On giant piles of cash, and their origins
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     43 source: Unsplash https://unsplash.com/photos/100-us-dollar-bill-BRl69uNXr7g
     44 
     45 Technological innovation requires capital. A lot of capital. A giant pile of
     46 cash.
     47 
     48 There are, to a first approximation, only three places you can find of a giant
     49 pile of cash. There’s government money. There’s venture capital. And there’s
     50 big corporate R&D.
     51 
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     57 Of the three, I would argue that government is clearly the best. The reason is
     58 simple: government funding doesn’t come attached to some rich asshole who
     59 inevitably screws things up later.
     60 
     61 Venture capital, for this same reason, is quite clearly the worst. Andy Baio’s,
     62 “[33]The Quiet Death of Ello’s Big Dream” is worth reading on this point. VC
     63 funding comes attached to VC revenue expectations. It makes unreasonable
     64 demands. Sometimes they work out for the investors. They very rarely work out
     65 for everyone else.
     66 
     67 Big corporate money is somewhere in the middle. I’d classify it as eh, fine I
     68 guess, so long as the marketplace is otherwise well-regulated and those large
     69 corporations are constrained. (Which, heh, ofcoursewedon’thaverightnow.)
     70 
     71 The examples of big corporate money that spring immediately to mind are [34]
     72 Bell Labs and [35]Xerox PARC. There was indeed a time when big companies
     73 invested a ton in basic science and R&D, with no immediate plans to turn the
     74 results into products. And, as [36]Ian Betteridge pointed out last month, this
     75 was because the big companies were rightly concerned about the antitrust cops. 
     76 [37]A nervous monopolist is a (relatively) well-behaved monopolist.
     77 
     78 Still, there’s a bit of elegance to the big-pile-of-government-money approach.
     79 I first took notice of this with the passage of the Inflation Reduction Act
     80 (IRA). Fifteen years ago, everyone kind of thought that the only way to
     81 jumpstart the clean energy transition was to institute a carbon tax or
     82 cap-and-trade/cap-and-dividend system. (Basically, do some fancy tricks that
     83 the economists suggested, then let the market work its magic.) Cap-and-Trade
     84 failed for a whole lot of reasons, but one of the biggest was that the proposal
     85 was complex and boring in a way that appealed to the economists but were
     86 impossible to message. Most people were left thinking “this is probably gonna
     87 turn into weird corporate bullshit, right?”
     88 
     89 The IRA, by contrast, was just a big pile of money attached to industrial
     90 policy — directional instructions for how to spend the pile. That’s effectively
     91 all it could be, because of some vagaries in the Senate rules that let you
     92 avoid the filibuster and pass budget bills with a 51-vote majority. And while
     93 that big pile of money isn’t perfect, it is funding a lot of good things.
     94 
     95 And of course we can scan back in history for plenty of other examples. [38]The
     96 semiconductor industry and the internet were both built out of government
     97 grants and defense contracts. We have sputnik and the space race to thank for
     98 the computer age. The Human Genome Project was government funding. So was the
     99 National Nanotechnology Initiative. Some of these were big hits, some were
    100 glancing misses. But the general model of promising avenue —> government sets
    101 up a big pile of money —> research and development flourishes in that area is
    102 pretty well established. It works.
    103 
    104 The are, as far as I can tell, only three downsides to the
    105 government-pile-of-money approach:
    106 
    107  1. You’ll need to make the money back through taxes on the industries that
    108     develop as a result. And they won’t want to pay those taxes. And these
    109     industries will be popular, with a lot of capital to spend on pressuring
    110     government to give them special deals and tax breaks. So maintaining the
    111     equilibrium of establish big pile of government money —> industries
    112     flourish —> they pay taxes, which lets you set up the next big pile of
    113     government money is going to take constant effort to maintain. (This is an
    114     abbreviated version of Marianna Mazzucato’s [39]The Entrepreneurial State.
    115     Her book is excellent, btw.)
    116 
    117  2. The big pile of government money is tied up in bureaucracy, which means it
    118     isn’t especially nimble or responsive. This can be fixed through
    119     public-private partnerships and other administrative design choices. But
    120     it’s bound to be frustrating and sometimes wasteful. (Imagine if, circa
    121     2022, the Biden administration had set up a $30 billion fund for, like,
    122     metaverse research.) And that waste and frustration will be fodder for
    123     ideological opponents to the whole endeavor.
    124 
    125  3. The big pile of government money doesn’t glorify entrepreneurs and
    126     innovators as the very-special-boys who are heroically building the future.
    127     And that doesn’t feel very gratifying. They would much prefer an
    128     equilibrium where government provides the big pile of money, but then no
    129     one talks about it. Or gives the government any credit. Or taxes the
    130     windfall profits. It is not, in other words, a story that plays well at
    131     Davos. If those entrepreneurs get rich enough, [40]they’ll develop
    132     elaborate philosophical justifications for why the most important cause in
    133     the world is that everyone clap louder for them.
    134 
    135 But those three downsides just mean that the system will require political
    136 maintenance. It works quite well, but it isn’t self-sustaining. And this
    137 observation extends beyond science and technology. The
    138 big-pile-of-government-money is a return to how we approached public problems
    139 through much of the 20th century, before it was rejected as “tax-and-spend”
    140 liberalism and replaced by neoliberalism’s faith-based market fundamentalism.
    141 
    142 The basic proposition is as follows: we should provide public funding for
    143 public goods. Those public goods will make us a better, more productive
    144 society. And then we refill the public coffers through a system of taxation.
    145 The same approach can be applied to other public goods:
    146 
    147   • [41]There is no magic-unicorn funding model that will save journalism. It’s
    148     going to require public subsidy.
    149 
    150   • The crises facing the U.S. education system can mostly be reduced to the
    151     simple fact that we no longer fund public education like we used to. The
    152     idea that we are going to somehow innovate our way into a system that is
    153     both higher-quality and cheaper is as fantastical as it is flawed.
    154 
    155   • Ditto for higher education. If you think higher education is a public good,
    156     then you should demand public subsidy of higher ed. (Including, but not
    157     limited to, student debt cancellation.) If you do not think higher eduction
    158     is a public good, then that’s fine too. But you ought to go ahead and say
    159     as much.
    160 
    161 ━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━━
    162 
    163 The VC approach is the prevailing model today. And I have become increasingly
    164 convinced that many of the problems with the current state of Silicon Valley
    165 are rooted in the venture capital-class simply acquiring too much capital. VC
    166 is fine (good, even!) when it is relatively small. But when VC is the primary
    167 source of funding new science and technology breakthroughs, the whole system
    168 gets skewed.
    169 
    170 As it stands today, the primary direction-setter for new advances in science
    171 and technology is “what do folks like Marc Andreessen and Peter Thiel and Gary
    172 Tan and Sam Altman find exciting?”
    173 
    174 The problem isn’t just that these guys are ideological fellow-travelers, hell
    175 bent on a shared political project that socializes all risk while privatizing
    176 all gain. (though, I mean… that would kinda be enough of a problem on its own.)
    177 
    178 It’s also that their eye for science, technology, and even consumer products
    179 just kinda sucks. Building toward their vision of the future means we’re going
    180 to end up with a lot of [42]silly investments in pretend-cities and [43]
    181 eugenics vaporware. It means we’ll have abundant funding for hail-mary attempts
    182 at developing cold fusion and geo-engineering, and practically nothing for
    183 helping cities remain habitable under extreme weather conditions.
    184 
    185 (Read Karen Hao, I’m begging you!: We’re [44]sapping all the remaining water
    186 from the desert to cool AI data centers. It’s good for Microsoft’s stock
    187 performance. It is counterproductive to the climate emergency.)
    188 
    189 This kind of VC-thinking works fine under limited conditions, and pretty
    190 terribly everywhere else.
    191 
    192 Take Sam Altman. Altman is not an engineer. He is not a scientist. He has no
    193 real training in either. He is an entrepreneur, with a flair for optimistic
    194 tech futurism. He places bets on where technology is headed, and then attempts
    195 to bend society in a direction that makes those bets pay off.
    196 
    197 The previous generation of venture capitalists were, for the most part, actual
    198 engineers and scientists. They had spent time in the lab. They had experience
    199 being “close to the metal.” They made some real money early, then started to
    200 point that money in the direction of funding audacious high-risk/high-reward
    201 projects that didn’t fit anywhere else. The sector was small, compared to
    202 government money and corporate R&D money.
    203 
    204 Folks like Altman approach the future much like bad sci-fi. They begin from a
    205 prediction of where they’d like to end up, and then work backwards. Altman has
    206 faith that we’re going to end up at world-changing Artificial General
    207 Intelligence. That means we’ll need transformative breakthroughs in chip
    208 production and energy production. Ergo, he invests in cold fusion companies and
    209 sets out to raise $7 trillion to build his own manufacturing empire.
    210 
    211 That’s actually a fine approach, as private investment strategies go. (Hey,
    212 you’ve got a prediction for where the world is heading, and you want to make a
    213 bunch of correlated bets that support the prediction? Go ahead and spend your
    214 own money that way. God bless.) But when it becomes the primary source of
    215 funding for basic science and/or applied technologies, then the whole system
    216 gets warped in the direction of a few billionaires’ speculative fantasies.
    217 
    218 Venture Capital is not inherently better than government funding. That’s a myth
    219 that was popularized during the neoliberal era. It has now become impossible to
    220 sustain. (Just look at all the [45]stupid bullshit they fund and all the nice
    221 things that they ruin!)
    222 
    223 Big Tech only got so big because we stopped enforcing antitrust 20+ years ago.
    224 If the current reemergence of antitrust enforcement has staying power, that
    225 will be good for society and also good for Big tech funding of basic research.
    226 
    227 But, most of all, we should get back to enthusiastically celebrating large
    228 piles of government money, paired with substantial taxes on the companies that
    229 flourish as a result. Government money isn’t perfect. It can be slow and
    230 inefficient. But nothing is perfect. And of all the potential big-pile-of-money
    231 sources, it is the one that does the most good, while putting power in the
    232 hands of people who are at least supposed to have the best interests of the
    233 public in mind.
    234 
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    244 On giant piles of cash, and their origins
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    259         [66]
    260         Kaleberg
    261         [67]Kaleberg’s Substack
    262         [68]Apr 19Liked by Dave Karpf
    263 
    264         There's an old saying, "The customer is always right about what they
    265         wish to purchase." That is, people know their own needs. Being a
    266 [65]    customer requires money. When the US had a growing middle class, they
    267 [https] were the customers individually and collectively. We were able to buy
    268         all kinds of nice things. Now, the wealthy have all the money, and
    269         they're the customers for symbolic stuff, not physical stuff. So, we
    270         have a crappy consumer market and a wasteful efflourescence of venture
    271         capital backed crazes.
    272 
    273         Expand full comment
    274         Reply
    275         Share
    276 
    277         [71]
    278         Ralph Haygood
    279         [72]Apr 20·edited Apr 20Liked by Dave Karpf
    280 
    281         "The basic proposition is as follows: we should provide public funding
    282         for public goods." However, public funding tends to involve taxation,
    283         and the rotten core of "conservatism" is myopic selfishness, so denying
    284         public goods even exist is typical of "conservatives". Moreover, the
    285         USA is so collectively brainwashed in this regard that even ostensible
    286         liberals often fall into thinking of public goods as if they weren't.
    287         For example, it's common to say things like "higher education is the
    288         single best investment that you can make in yourselves and your
    289         future"*, which may be correct as far as it goes, but it leaves out
    290         that education is foremost a public good, something we the people fund
    291         because it benefits all of us to live in a society where most people
    292         are well educated, to whatever level suits their talents and interests.
    293         So as a matter of realpolitik in the USA, good luck getting much
    294         traction with the eminently reasonable arguments you've presented here.
    295 
    296         "It's also that their eye for science, technology, and even consumer
    297 [70]    products just kinda sucks." I'll be blunter: the guys you've mentioned
    298 [https] are just kinda dumb. For example, Peter Thiel famously cheered for
    299         Candidate Trump but was disappointed with President Trump, declaring
    300         the latter and his shambolic administration "incompetent"**. Um, yeah,
    301         no shit, Sherlock. But the way Cheetolini governed, if you call it
    302         that, was perfectly consistent with his public conduct for decades
    303         prior. Only dullards were surprised. Evidently, Thiel is one of them.
    304 
    305         "The big pile of government money is tied up in bureaucracy, which
    306         means it isn't especially nimble or responsive.": Often but not always.
    307         In my experience, DARPA and NSF have been fairly nimble and responsive.
    308         It can be done!
    309 
    310         *[73]https://obamawhitehouse.archives.gov/the-press-office/2014/06/09/
    311         remarks-president-opportunity-all-making-college-more-affordable
    312 
    313         **[74]https://www.buzzfeednews.com/article/ryanmac/
    314         peter-thiel-and-donald-trump
    315 
    316         Expand full comment
    317         Reply
    318         Share
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    346 [1] https://davekarpf.substack.com/
    347 [2] https://davekarpf.substack.com/
    348 [12] https://substack.com/profile/672568-dave-karpf
    349 [13] https://substack.com/@davekarpf
    350 [20] https://davekarpf.substack.com/p/on-giant-piles-of-cash-and-their/comments
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    353 [33] https://waxy.org/2024/01/the-quiet-death-of-ellos-big-dreams/
    354 [34] https://www.amazon.com/Idea-Factory-Great-American-Innovation/dp/0143122797
    355 [35] https://www.amazon.com/Dealers-Lightning-Xerox-PARC-Computer/dp/0887309895/ref=pd_lpo_sccl_1/130-4281032-0312943?pd_rd_w=bQShS&content-id=amzn1.sym.1ad2066f-97d2-4731-9356-36b3edf1ae04&pf_rd_p=1ad2066f-97d2-4731-9356-36b3edf1ae04&pf_rd_r=QQW6HS3GCGN3TEE8NT7X&pd_rd_wg=wlvhQ&pd_rd_r=82c1a85f-ab39-40d4-b2bf-189e1644f181&pd_rd_i=0887309895&psc=1
    356 [36] https://ianbetteridge.com/2024/03/22/a-few-thoughts-on-the-apple-doj-antitrust-case-from-someone-who-isnt-riding-his-first-rodeo/
    357 [37] https://medium.com/@davekarpf/the-infowars-purge-and-life-among-responsible-information-monopolies-ddaa14f6cf0
    358 [38] https://www.penguinrandomhouse.com/books/534709/the-code-by-margaret-omara/
    359 [39] https://marianamazzucato.com/books/the-entrepreneurial-state/
    360 [40] https://davekarpf.substack.com/p/why-cant-our-tech-billionaires-learn
    361 [41] https://mattdpearce.substack.com/p/we-cant-save-journalism-by-just-begging
    362 [42] https://www.theatlantic.com/magazine/archive/2024/03/silicon-valley-billionaires-building-cities/677173/
    363 [43] https://www.wired.com/story/this-woman-will-decide-which-babies-are-born-noor-siddiqui-orchid/
    364 [44] https://www.theatlantic.com/technology/archive/2024/03/ai-water-climate-microsoft/677602/?utm_campaign=weekly-planet&utm_source=newsletter&utm_medium=email&utm_content=20240301&utm_term=The+Weekly+Planet
    365 [45] https://davekarpf.substack.com/p/the-money-has-to-come-from-somewhere
    366 [62] https://davekarpf.substack.com/p/on-giant-piles-of-cash-and-their/comments
    367 [63] javascript:void(0)
    368 [65] https://substack.com/profile/9557634-kaleberg
    369 [66] https://substack.com/profile/9557634-kaleberg
    370 [67] https://writtenstuff.substack.com/?utm_source=substack&utm_medium=web&utm_content=comment_metadata
    371 [68] https://davekarpf.substack.com/p/on-giant-piles-of-cash-and-their/comment/54340792
    372 [70] https://substack.com/profile/58303485-ralph-haygood
    373 [71] https://substack.com/profile/58303485-ralph-haygood
    374 [72] https://davekarpf.substack.com/p/on-giant-piles-of-cash-and-their/comment/54384920
    375 [73] https://obamawhitehouse.archives.gov/the-press-office/2014/06/09/remarks-president-opportunity-all-making-college-more-affordable
    376 [74] https://www.buzzfeednews.com/article/ryanmac/peter-thiel-and-donald-trump
    377 [76] https://davekarpf.substack.com/p/on-giant-piles-of-cash-and-their/comments
    378 [91] https://substack.com/privacy
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